Patrick De Rocco
Vice President, Compliance
1988–1991 commercial apprenticeship at Zürcher Kantonalbank, Zurich (ZKB). 1992–1996 securities dealer at various trading desks with ZKB. 1996 licensed as trader for Swiss Stock Exchange SWX. 1997 graduate as „International Securities Dealer“ with the International Securities Market Association (ISMA) in Lisbon. From 1997 – 2000 responsible head of trading for foreign securities at ZKB. 2001 further education as „Certified Financial Advisor IAF“ at IfFP Institute for Financial Planning, Zurich. Working from 2001 – 2006 as Team Head „Fund Service- and Order Desk“ with Dresdner Bank (Switzerland) Ltd. From 2007 – 2015 serving as „Senior Distribution Operations Specialist“ for Allianz Global Investors Europe GmbH, Zurich Branch. Since September 2015 responsible for Compliance with FIRST INDEPENDENT FUND SERVICES LTD.