Patrick De Rocco

Vice President, Compliance

1988–1991 com­mer­ci­al ap­p­ren­ti­ce­ship at Zür­cher Kan­to­nal­bank, Zu­rich (ZKB). 1992–1996 se­cu­ri­ties dea­ler at va­rious tra­ding desks with ZKB. 1996 li­cen­sed as tra­der for Swiss Stock Ex­ch­an­ge SWX. 1997 gra­dua­te as „In­ter­na­tio­nal Se­cu­ri­ties Dea­ler“ with the In­ter­na­tio­nal Se­cu­ri­ties Mar­ket As­so­cia­ti­on (IS­MA) in Lis­bon. From 1997 – 2000 re­s­pon­si­ble head of tra­ding for for­eign se­cu­ri­ties at ZKB. 2001 fur­ther edu­ca­ti­on as „Cer­ti­fied Fi­nan­ci­al Ad­vi­sor IAF“ at IfFP In­sti­tu­te for Fi­nan­ci­al Plan­ning, Zu­rich. Working from 2001 – 2006 as Team Head „Fund Ser­vice- and Or­der Desk“ with Dresd­ner Bank (Swit­z­er­land) Ltd. From 2007 – 2015 ser­ving as „Se­ni­or Dis­tri­bu­ti­on Ope­ra­ti­ons Spe­cia­list“ for Al­li­anz Glo­bal In­ve­stors Eu­ro­pe GmbH, Zu­rich Branch. Sin­ce Sep­tem­ber 2015 re­s­pon­si­ble for Com­pli­an­ce with FIRST IN­DE­PEN­DENT FUND SER­VICES LTD.

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